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Who We Are

Ste-Croix Consulting was formed out of care, compassion, and a commitment to helping clients navigate the ever-changing regulatory terrain.  We value honesty, integrity, and a commitment to excellence.  We think partnership interactions should be respectful, supportive, and engaging.

We provide high-quality, bespoke compliance consulting solutions to meet the specific needs of clients.  A one-size-fits-all-approach increasingly encouraged by oversized and impersonal compliance software conglomerates too often ignores the nuances of an individual business, leaving the firm poorly prepared for ever-increasing regulatory scrutiny.  We are on a mission to help our clients build and sustain a compliance program that mitigates their unique set of regulatory risks.

“Partner with us to grow a sustainable compliance program that evolves with your business.”

— Caitlin, Founder of Ste-Croix Consulting

Caitlin, the founder of Ste-Croix Consulting, sitting on a large rusted statue in a park. The ocean is visible in the distance.

About Our Founder

Caitlin, the founder of Ste-Croix Consulting, is an attorney who started her career representing investors at a boutique plaintiff-sided securities litigation law firm in NYC before transitioning to in-house compliance roles at several investment advisers and broker-dealers, including Strategic Value Partners and Credit Suisse. She served as an elected firm representative on FINRA’s District 10 Committee (NYC) and as a FINRA Hearing Panelist for disciplinary hearings, both from 2015-2017. She brings with her years of experience and familiarity with SEC, CFTC/NFA, and FINRA regulations. Having worked at institutions both large and small (and sometimes in the role of CCO), she understands how to tailor her services to match the needs of her clients, whether they are start-ups or established multinational financial institutions. 

A large rockface in the ocean at sunrise with a bird flying above.

Caitlin obtained her B.A. in Political Science and Spanish at the University of Notre Dame and her J.D. at the University of San Diego.  She is admitted to practice law in New York and Michigan.  Clients and prospective clients should note that she does not engage in the practice of law through Ste-Croix Consulting.

Ste-Croix Consulting is a 100% female-owned and operated company.