Bespoke compliance solutions that fit your business.
Partner with us to navigate through the ever-changing regulatory landscape in a supportive and engaging environment.
Our Services
A full array of solutions to meet your immediate and long-term needs.
We shun the one-size-fits-all approach in favor of customized solutions. Whether you are looking for project-based assistance or ongoing support, we’ve got you covered.
“Building and sustaining an appropriate compliance program that mitigates a firm’s unique set of regulatory risks requires time, expertise, and resources. We partner with you to build, strengthen, nourish, and elevate your compliance program.”
— Caitlin, Founder of Ste-Croix Consulting
Here’s how our process works…
Step 1
Get in touch
Send us an email with a brief description of the reason for your outreach, and we will set up a consultory call.
Step 2
Consultation
We’ll meet virtually to discuss your compliance needs and how we may be of service to you. If aligned, we’ll send you a detailed proposal, to be followed by an engagement agreement.
Step 3
Partnership
We’ll schedule a kickoff call to start our partnership. We have the flexibility and fluidity to evolve our services as your needs change.
About
Experience matters.
Ste-Croix Consulting was founded to meet the needs of discerning financial institutions subject to SEC, FINRA, and/or NFA/CFTC regulations. Caitlin, the founder of Ste-Croix Consulting, is an attorney with 15 years of experience in securities law and the regulation of investment advisers and broker-dealers. Having worked in-house at institutions both large and small, she understands how to tailor her services to match the needs of her clients, whether they are start-ups or established financial institutions.
